Carpion Private Wealth- Financial Advisor Southlake, TX

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About Carpion Private Wealth

The team at Carpion Private Wealth is dedicated to helping clients build, manage and protect their wealth with the specific goal of preserving it for the seamless transfer from one generation to the next.

WE CAN HELP YOU BUILD YOUR LEGACY.

After spending decades at one of the largest Financial Firms, and with legacy advisor roots dating back to 1982, we are proud to announce the launch of our independent wealth management firm, Carpion Private Wealth.

See Disclosures

General Information

Firm Start Year

2023

No. of Employees

CRD#

6205866

Firm CRD#

Insurance License#

1862808

Name of Broker/Dealer

Sanctuary Securities Inc.

Name of Custodial Firm

BNY Mellon - Pershing

States Licensed in

AZ, AR, CA, CO, FL, GA, HI, IN, MN, MO, NV, NM, NY, NC, OK, PA, TX, VT, WA

Years of Experience in Financial Services

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided

Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, Money Management, Wealth Management, 401K Rollovers

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFA^®, CDFA^®

Securities Licenses

Series 7, Series 31, Series 66, Series 3

Insurance and Annuity Licenses

Variable Life, Accident, Annuity, Health, Life, Variable Annuity, Long Term Care

Firm Information

Assets Managed by Firm

$500,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Based on Assets, Flat Fee

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1892403/paladinregistry-Carpion-Private-Wealth-detailed-disclosure.html

Disclaimer

Registered Representative of Sanctuary Securities Inc. and Investment Advisor Representative of Sanctuary Advisors, LLC. Securities offered through Sanctuary Securities, Inc., Member FINRA, SIPC. Advisory services offered through Sanctuary Advisors, LLC., an SEC Registered Investment Adviser. Carpion Private Wealth is a DBA of Sanctuary Securities, Inc. and Sanctuary Advisors, LLC.

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Carpion Private Wealth