Thoroughbred Financial- Financial Advisor Lexington, KY

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About Thoroughbred Financial

Thoroughbred financial is located in Lexington, Kentucky and has been serving our clients for over 40 years. We work with individuals and families to help achieve their financial goals through comprehensive financial planning, investment management, and insurance analysis. Contact us today to schedule your complementary consultation and begin your path to financial freedom!

See Disclosures

General Information

Firm Start Year

1980

No. of Employees

CRD#

1577505

Firm CRD#

23131

Insurance License#

319796

Name of Broker/Dealer

Osaic Wealth

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided

Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Money Management

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CLU^®, ChFC^®

Securities Licenses

Series 24, Series 63, Series 6, Series 7

Insurance and Annuity Licenses

Health, Life, Variable Annuity, Long Term Care, Annuity, Variable Life

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100000

Compensation Methods

Commissions, Based on Assets, Flat Fee

Minimum Fee Charged for Managed Accounts

$100

Minimum Fee Charged for Hourly Planning Accounts

$100

Disclosures

PaladinRegistry.com provides referrals to financial professionals of Osaic Wealth. PaladinRegistry.com is not a current client of Osaic Wealth for brokerage or investment advisory services. Osaic Wealth's financial professionals pay cash compensation to PaladinRegistry.com for client referrals, which gives PaladinRegistry.com a financial incentive to make client referrals to Osaic Wealth's financial professionals, resulting in a conflict of interest.

Securities and investment advisory services offered through Osaic Wealth, Inc., member FINRA/SIPC. Osaic Wealth is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth.

For more information regarding Osaic Wealth's Form CRS and Forms ADV Part 2A, which are available at:

https://osaic.com/disclosures

LFS-6876507-080824

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1892374/paladinregistry-Thoroughbred-Financial-detailed-disclosure.html

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Thoroughbred Financial