Carolinas Wealth Management Group- Financial Advisor Greenville, SC

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About Carolinas Wealth Management Group

We are a full service financial planning firm ready to help you meet your retirement income needs and goals.

See Disclosures

General Information

Firm Start Year

2002

No. of Employees

10-19

CRD#

7436040

Firm CRD#

46947

Name of Broker/Dealer

SilverOak Securities

Name of Custodial Firm

Charles Schwab

Number of Years with Current Firm

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, 401K Rollovers, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Accident, Casualty, Property, Disability

Firm Information

Firm's Number of Clients

15000

Firm's Number of Planning Clients

5000

Firm's Number of Managed Clients

Assets Managed by Firm

25,000,000

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$100,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$50,000

Compensation Methods

Based on Assets

Fee % Based on Assets

.75 -1.5%

Additional Details on Charges

Assets under management fee percentage based on a tiered scale depending on assets.

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1891954/paladinregistry-Carolinas-Wealth-Management-Group-detailed-disclosure.html

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Paladin Research Report For:

Carolinas Wealth Management Group