Financial Reserve- Financial Advisor Dallas, TX

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About Financial Reserve

We work with our clients to build and preserve wealth and enhance their quality of life. Our dedicated team delivers a unique, comprehensive program specifically designed for each client. Every day we combine long-term vision with short-term focus to help you achieve resounding success.

See Disclosures

General Information

Firm Start Year

1985

No. of Employees

10-19

CRD#

5405451

Firm CRD#

39543

Insurance License#

Dave - 9464581 Ricky - 19828730

Name of Broker/Dealer

Cambridge Investment Research

Name of Custodial Firm

Pershing

States Licensed in

AR, AZ, CA, CO, DC, FL, ID, MS, NV, NM, OR, PA, TN, TX, UT, WA

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Dave Pederson - President & CEO of Financial Reserve (16 years) Ricky Jones - Personal Economic Advisor (3 years)

Work with the following types of clients

Businesses, Individual Investors

Foreign Languages Serviced

English

Advisory Services Provided

Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 7, Series 24, Series 66

Insurance and Annuity Licenses

Variable Life, Disability, Annuity, Life, Variable Annuity, Long Term Care

Firm Information

Firm's Number of Clients

1200

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

$900,000,000

Assets Managed by Advisor

$900,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

50,000

Compensation Methods

Based on Assets, Commissions

Fee % Based on Assets

Tiered Fee

Additional Details on Charges

At Financial Reserve, we offer 3 levels of service. 1. Investment MGMT (1.25% to .5% fee based) 2. Financial Planning ($475 to $875 initial fee - 50k minimum investment - $50/mo before 500k in assets) 3. Financial & Success Planning ($875 to $1475 initial fee - $0 minimum investment - $85/mo before 2 million in assets with the firm)

Minimum Fee Charged for Managed Accounts

$0 initial fee

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1892003/paladinregistry-Financial-Reserve-detailed-disclosure.html

Disclaimer

Check the background of your financial professional on FINRA's BrokerCheck. Please consult legal or tax professionals for specific information regarding your individual situation. Securities offered through Registered Representative of Cambridge Investment Research, Inc., a Broker/Dealer, member FINRA/SIPC, to residents of: AR, AZ, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, IA, LA, MA, MD, MI, MN, MO, MS, MT, NE, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA. Advisory services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Cambridge and Financial Reserve are not affiliated. Check out the background of firms and investment professionals on FINRAs BrokerCheck. Form CRS: https://www.joincambridge.com/investors/cambridge-disclosures/form-crs/

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Financial Reserve