LPL Financial DBA Ten40Investing LLC- Financial Advisor Billings, MT

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About LPL Financial DBA Ten40Investing, LLC

Christian J. Bautista is an independent Financial Advisor, with LPL Financial, in downtown Billings, Montana. Christian went independent with his business early in his career to offer clients better service, more capacity, more tools, and more convenience to clients with a in-house partnership with local tax professional/accountant, Scott Gorman, of Ten40Tax for clients tax needs as an added benefit of convenience and depth for mutual clients, as well as to ultimately offer more capacity to each client by being independent as an Advisor, negotiable and lower fees than the general industry for customer satisfaction, and the freedom to be a true fiduciary to his clients' plan and accounts as an Independent. With Ten40Investing, there is a large team of specialists behind our office via our independent broker-dealer: LPL Financial. LPL Financial partners & specialize with our independent branch for account security, financial strategies, administrative support, and compliance oversight for the benefit of our clients. Ultimately, being an independent Advisor meant having greater flexibility, more options for clients accounts and financial plan, and the ability to partner with local tax firm, Ten40Tax, for greater client service and depth for mutual clients moving forward. At LPL Financial, "we believe that a better investment experience begins with independent, personalized advice. That means that when your financial professional works with LPL, they have the freedom to focus solely on your objectives and financial goals. Theyre free to build their own personal relationships with their clients. Free to choose the business model and practices that work best for them. And free to recommend only the investment strategies that they believe will best serve their clients. " - LPL Financial 8/02/2022

See Disclosures

General Information

Firm Start Year

2024

No. of Employees

CRD#

7082044

Firm CRD#

6413

Insurance License#

3000579262

States Licensed in

MT, FL

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Financial Planning for Individuals, Education Funding and Planning

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Health, Life, Variable Annuity, Long Term Care, Annuity, Variable Life

Compensation and Fees

Minimum Portfolio Size for New Managed Accounts

$50,000

Compensation Methods

Based on Assets, Hourly, Flat Fee, Commissions

Fee % Based on Assets

Education

Bachelor of Science - Business Administration: Finance Option

Montana State University Billings
09/01/2017 -4/22/2021

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Financial, LLC (LPL). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

Securities and advisory services are offered through LPL Financial (LPL), a registered investment advisor and broker-dealer (member FINRA/SIPC). Insurance products are offered through LPL or its licensed affiliates. Ten40Investing, LLC are not registered as a broker-dealer or investment advisor. Registered representatives of LPL offer products and services using LPL Financial and may also be employees of Ten40Investing, LLC. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, Ten40Investing, LLC. Securities and insurance offered through LPL or its affiliates are: Not Insured by FDIC or Any Other Government Agency, Not Bank Guaranteed, Not Bank Deposits or Obligations, May Lose Value.

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LPL Financial DBA Ten40Investing, LLC