RichardStumpf- Financial Advisor Wichita, KS

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About Richard Stumpf

Richard is a Certified Financial Planner^® (CFP). Retirement income planning is his specialty, as is investment management for clients who are retired or nearing retirement. Richard is an Accredited Investment Fiduciary. He is also a National Social Security Advisor certificate holder. He helps clients with all aspects of their financial life, from basic budgeting to complicated estate plans. He has been a national board member for both the Certified Financial Planner organization and the Financial Planning Association, the professional organization for financial planners. Richard leads a firm with 4 financial advisors. The firm also includes a Medicare specialist.

See Disclosures

General Information

Firm Start Year

1986

CRD#

1454350

Firm CRD#

39543

Name of Broker/Dealer

Cambridge Investment Research, Inc

States Licensed in

Kansas, Alabama, Arizona, Arkansas, California, Colorado, Florida, Georgia, Hawaii, Iowa, Illinois, Indiana, Kentucky, Massachusetts, Maryland, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Hampshire, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Dakota, Texas, and Virginia.

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Financial Planner, since 1986.
Retired Lt Col, USAF
Instructor for a Government contractor teaching financial classes to military members.

Work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Advisory Services Provided

Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Money Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®, AEP^®, CPFA, CEBS^®, NSSA^®, AIF^®

Securities Licenses

Series 7, Series 24, Series 63, Series 65

Insurance and Annuity Licenses

Health, Life, HMO, Variable Annuity, Long Term Care, Variable Life, Annuity, Disability, Accident, Casualty, Property

Financial Organization Memberships

Financial Planning Association (FPA)

Non-Financial Organization Memberships

Wichita Estate Planning Council Central Kansas Planned Giving RoundTable

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$100,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Commissions, Flat Fee, Based on Assets, Hourly

Education

BS - Agronomy

KState
1975 -1979

MBA - Finance

University of Montana
1979 -1985

Disclosures

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Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1853465/paladinregistry-Financial-Benefits,-Inc-detailed-disclosure.html

Disclaimer

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Richard Stumpf

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