RickScheeler- Financial Advisor West Chester, OH

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About Rick Scheeler

My objective is to help my clients gain a sense of clarity about their future, build a financial plan to get there and then implement by investing in the future. We care deeply about our clients - it is so much more than business to us. We take their success personally.

Trust is essential for every relationship to be prosperous which is why I take the time to get to know the people I work with personally. As an independent advisor, the client is my sole consideration. I am committed to my candor, empathy, and dedication when prioritizing values and creating a holistic long-term plan.

See Disclosures

General Information

Firm Start Year

2019

No. of Employees

CRD#

4611216

Firm CRD#

6413

States Licensed in

AR, CA, CO, FL, GA, IL, IN, KY, LA, MA, MI, MN, MO, NJ, NY, NC, OH, SC, TN, TX, VA, WV, WI

Years of Experience in Financial Services

Work Experience

In my 17 years of tenure at Northwestern Mutual I worked my way from Associate Advisor through Home Office Underwriter, Client Relations Center Director, to become a fee-based planning Advisor and Wealth Management Advisor, earning 9 designations starting with Certified Financial Planner^® (CFP^®) and Chartered Life Underwriter^® (CLU^®) in 2007, followed by Chartered Financial Consultant^® (ChFC^®), Certification in Long Term Care^® (CLTC^®), Chartered Advisor for Senior Living^® (CASL^®), Retirement Income Certified Professional^® (RICP^®), Chartered Special Needs Consultant^® (ChSNC^®), Accredited Estate Planner^® (AEP^®), and Chartered Advisor in Philanthropy^® (CAP^®). Most recently I completed a Masters of Science in Financial Services^® (MSFS^®) in 2020, and Certified Kingdom Advisor (CKA^®) in 2023. In my 7th year at NM I qualified as a Top 3% Advisor or "Forum" and maintained that status for 5 consecutive years. I'm a member of the Financial Planning Association (FPA), Certified Financial Planner Board of Standards (CFP), National Association of Insurance and Financial Advisors (NAIFA), and Million Dollar Round Table - Top of the Table (MDRT) as well as a number of local organizations like Cincinnati Estate Planning Council (CEPC) and Financial Planners Association of Southwestern Ohio.

Work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Money Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, 401K Rollovers

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®, ChFC^®, CLTC^®, CLU^®, AEP^®, ChSNC^®, CAP^®, CKA^®, CASL^®, RICP^®, MSFS

Securities Licenses

Series 66, Series 63, Series 7, Series 6

Insurance and Annuity Licenses

Life, Health

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Based on Assets

Disclosures

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LPL ADV 2A

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Additional Detailed Disclosures

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Rick Scheeler

Scheeler Financial Group