badge

Paladin Research Report For:

Daniel Pappas

DWF Wealth Management

CFP®
401 E Jackson St
Suite 3675
Tampa, FL 33602
813-210-1361

About Daniel Pappas

Daniel has been working in the financial services industry since 1998 and became a CERTIFIED FINANCIAL PLANNER professional in 2004. He focuses on financial planning and wealth management for individuals and families.

Daniel is committed to an independent and personalized approach to helping his clients. He believes the best way to do this is through a holistic financial planning process that considers every aspect of a client's financial life. The first step in this process is to fully understand his client's specific financial goals and objectives. Once those are determined he works with them to develop an appropriate strategy that includes asset allocation, investment selection, risk management, income planning, budgeting and insurance analysis. After the strategy is implemented Daniel will conduct regular reviews for his clients to help ensure that the plan is monitored and kept on target with their goals.

See Disclosures

General Information

Firm Start Year
  • 1989
CRD#
  • 3142839
Firm CRD#
  • 6413
Insurance License#
  • D045585
Years of Experience in Financial Services
  • 25
Number of Years with Current Firm
  • 12
Work with the following types of clients
  • Businesses, Individual Investors
Advisory Services Provided
  • Financial Planning for Businesses, Financial Advice & Consulting, Financial Planning for Individuals, Risk Management, Money Management, Wealth Management, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management

Compliance

Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFP®
Securities Licenses
  • Series 6, Series 7
Insurance and Annuity Licenses
  • Variable Life, Long Term Care, Variable Annuity, Life, Annuity

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $250,000
Compensation Methods
  • Commissions, Based on Assets

Education

Public Administration -

University of Central Florida
08/23/1993 -12/12/1997

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Disclaimer

Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through IHT Wealth Management, a registered investment advisor. IHT Wealth Management and DWF Wealth Management are separate entities from LPL Financial. The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.