DavidNeal- Financial Advisor Stafford Springs, CT

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About David Neal

Our basic philosophy is that "the failure to plan is really a plan to fail". Our mission is helping people find financial success. Financial success is only achieved when people have confidence in a plan of attack that accounts for all their financial goals, it doesn't come from a product, a slogan, or a single investment. Once this plan is built, we help clients carry-out the steps that have the highest probability to pursue their financial success. Our investment philosophy mirrors this common sense approach.

See Disclosures

General Information

Firm Start Year

1923

No. of Employees

20-49

CRD#

4560637

Firm CRD#

284656

Insurance License#

2245027

Name of Broker/Dealer

LPL Financial

Name of Custodial Firm

Fidelity, LPL Financial

Years of Experience in Financial Services

Work Experience

David spent over a decade at Merrill Lynch and Morgan Stanley before starting his independent advisory firm.

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Investment Advice & Management, Insurance Products & Annuities, Financial Planning

Qualifications & Membership

Certifications, Accreditations & Designations

CRPC^®

Firm Information

Advisor's Number of Clients

Compensation and Fees

Compensation Methods

Based on Assets, Hourly, Flat Fee, Commissions

Education

BA Economics -

Eastern Connecticut State University
-

Disclosures

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LPL ADV 2A

https://partnerspress.com/links/IWCFormADV2A.pdf

LPL PaladinRegistry.com Cash Solicitor Disclosure

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/wiseradvisor/wiseradvisor-lpl-solicitor-disclosure.pdf

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1886556/paladinregistry-Coburn-Financial-detailed-disclosure.html

Disclaimer

Securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Coburn Financial, a registered investment advisor and separate entity from LPL Financial. CRPC and CRPS are conferred by College for Financial Planning.

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Paladin Research Report For:

David Neal

Coburn Financial