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Paladin Research Report For:

Andrew Chabot

Rancho Wealth Management

CFP®MBA
11810 Sebastian Way Suite 105
Rancho Cucamonga, CA 91730
858-784-1513

About Andrew Chabot

Andrew Chabot has been in the financial services industry for over 15 years. Andrew is a CERTIFIED FINANCIAL PLANNER professional and takes pride in helping his clients pursue their goals in life. He specializes in growing and preserving his client's wealth and helps his clients make better decisions.

Andrew earned his BA in Marketing and has also earned an MBA. He currently holds FINRA Series 6, 7, 24, 26, 63 and 65 FINRA registration as well as Life / Health / Property and Casualty Insurance licenses.

See Disclosures

General Information

Firm Start Year
  • 2010
No. of Employees
  • 2-4
CRD#
  • 4622383
Firm CRD#
  • 10205
Insurance License#
  • California Insurance License #0E70330
Name of Broker/Dealer
  • Securities America
Name of Custodial Firm
  • Pershing, LLC
States Licensed in
  • CA,NV,AZ,NJ,PA
Years of Experience in Financial Services
  • 15
Work Experience
  • Securities America, Waddell & Reed, LPL Financial, Wells Fargo Bank, Bank Of America, Farmers Insurance Group, CUSO Financial Services, Altura Credit Union
Work with the following types of clients
  • Businesses, Individual Investors, Non-Profit Organizations

Compliance

Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFP®, MBA
Securities Licenses
  • Series 6, Series 7, Series 24, Series 26, Series 63, Series 65
Insurance and Annuity Licenses
  • Variable Life, Long Term Care, Variable Annuity, HMO, Life, Health, Annuity, Accident, Casualty, Property, Disability
Financial Organization Memberships
  • Financial Planning Association (FPA)
Non-Financial Organization Memberships
  • Better Business Bureau. Rancho Cucamonga Chamber of Commerce

Firm Information

Firm's Number of Clients
  • 150
Firm's Number of Planning Clients
  • 150
Firm's Number of Managed Clients
  • 150
Advisor's Number of Clients
  • 200
Advisor's Number of Managed Clients
  • 200
Advisor's Number of Planning Clients
  • 200

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $100,000
Compensation Methods
  • Hourly, Flat Fee, Commissions, Based on Assets
Additional Details on Charges
  • Percentage of Assets, Commission and/or hourly rate all agreed upon by both parties. No charge or obligation for initial consultation

Education

MBA - Business Administration

CSUSB

BA - Marketing

CSUSB

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1872957/paladinregistry-Rancho-Wealth-Management-detailed-disclosure.html