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Paladin Research Report For:

Nancy Listiawan

Vera Wealth

CFP®
1055 E. Colorado Blvd 5th Floor
Pasadena, CA 91106
626-219-0288

About Nancy Listiawan

Nancy has been in the financial services industry for over 15 years. She works closely with individuals and families to design and implement customized financial plans that serve to protect and grow multigenerational wealth. She's worked in both large and small investment institutions servicing ultra high net worth clients. She is proud to have been able to contribute to discussions that allow clients to walk away much more informed and confident in their decision making . We are committed to empowering underserved communities through comprehensive financial education while guiding all clients to understand and achieve their financial objectives.

Nancy have given back to the community by offering pro-bono financial planning advice to various non-profit institutions including Savvy Ladies and AARP. She has also spent time with Center for Financial Empowerment in their Mad City Money workshops to help empower high school students on topics of financial literacy. She is married with two school age sons. If she's not out in the baseball field or at a basketball court, she enjoys traveling the world or getting lost in a good book.

As a CERTIFIED FINANCIAL PLANNER® and Investment Advisor Representative with a Series 65 securities license, Nancy upholds the highest fiduciary standards, always putting her clients' interests first.

See Disclosures

General Information

CRD#
  • 6160905
Firm CRD#
  • 333522
Years of Experience in Financial Services
  • 18
Work with the following types of clients
  • Non-Profit Organizations, Individual Investors
Advisory Services Provided
  • Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFP®
Securities Licenses
  • Series 65

Firm Information

Assets Managed by Firm
  • Charles Schwab

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $100,000
Compensation Methods
  • Flat Fee, Based on Assets

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1892940/paladinregistry-Vera-Wealth-detailed-disclosure.html