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Paladin Research Report For:

James Claiborne

Financial Partners Group

CFSChFC®CLU®
10925 Antioch Road
Suite 100
Overland Park, KS 66210
913-948-9489

About James Claiborne

James is a native of Northeast Missouri and holds a Bachelor of Science degree in Finance from University of Central Missouri. James has earned three professional designations since entering the financial services profession in 1990, Certified Fund Specialist (CFS), Chartered Financial Consultant (ChFC®) and Charted Life Underwriter (CLU®). His certifications were awarded through the American College in Bryn Mawr, PA. James specializes in Professional Money Management, Executive Benefits and Tax Qualified Plans for individuals, business owners, senior level executives and retirees and has personally designed over a thousand financial plans over the past 25 years. His services include fee based and non-fee based financial planning, portfolio evaluation and design, wealth management consulting and tax planning strategies. The American College provided financial planners and others in the financial services industry with in-depth knowledge of the skills needed to perform comprehensive financial planning for their clients. Designees also must meet specified experience requirements, maintain ethical standards, and agree to comply with both The American College's Code of Ethics and Procedures and applicable continuing education requirements.

He is an active member of the Financial Service Professional society (FSP) where he has served as President, board member on the Business Ethics Award Steering Committee and Chairman of the Board Election Committee. He also currently serves on the board of Directors and Investment Committee for the University of Central Missouri Foundation. He is a published author, has been selected to receive the FIVE STAR Wealth Manager" Reward** in 2012, 2013 and 2014. He was also recognized in the January issue of KCB Magazine and is on the 2006 list of "The 10 Most Dependable"" Wealth Managers of the Central Region as shown in the November 2006 addition of Southwest Airlines Spirit Magazine.*

See Disclosures

General Information

Firm Start Year
  • 1990
No. of Employees
  • 10-19
CRD#
  • 2074636
Firm CRD#
  • 288644
Name of Broker/Dealer
  • Mutual Securities
States Licensed in
  • KS, MO
Years of Experience in Financial Services
  • 28
Number of Years with Current Firm
  • 15
Work with the following types of clients
  • Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
  • Financial Planning for Businesses, Financial Planning for Individuals, Retirement Planning, Wealth Management, Education Funding and Planning

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes

Qualifications & Membership

Certifications, Accreditations & Designations
  • CLU®, CFS, ChFC®
Securities Licenses
  • Series 24, Series 7, Series 6, Series 63
Insurance and Annuity Licenses
  • Life, Variable Annuity, Long Term Care, Variable Life, Health, Disability, Annuity
Financial Organization Memberships
  • Society of Financial Services Professionals, Financial Services Institute

Firm Information

Assets Managed by Firm
  • 150,000,000
Advisor's Number of Clients
  • 300
Assets Managed by Advisor
  • 115,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Compensation Methods
  • Commissions, Hourly, Based on Assets, Flat Fee

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1794368/paladinregistry-Financial-Partners-Group-detailed-disclosure.html