JamesClaiborne- Financial Advisor Overland Park, KS

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About James Claiborne

James is a native of Northeast Missouri and holds a Bachelor of Science degree in Finance from University of Central Missouri. James has earned three professional designations since entering the financial services profession in 1990, Certified Fund Specialist (CFS), Chartered Financial Consultant (ChFC^®) and Charted Life Underwriter (CLU^®). His certifications were awarded through the American College in Bryn Mawr, PA. James specializes in Professional Money Management, Executive Benefits and Tax Qualified Plans for individuals, business owners, senior level executives and retirees and has personally designed over a thousand financial plans over the past 25 years. His services include fee based and non-fee based financial planning, portfolio evaluation and design, wealth management consulting and tax planning strategies. The American College provided financial planners and others in the financial services industry with in-depth knowledge of the skills needed to perform comprehensive financial planning for their clients. Designees also must meet specified experience requirements, maintain ethical standards, and agree to comply with both The American College's Code of Ethics and Procedures and applicable continuing education requirements.

He is an active member of the Financial Service Professional society (FSP) where he has served as President, board member on the Business Ethics Award Steering Committee and Chairman of the Board Election Committee. He also currently serves on the board of Directors and Investment Committee for the University of Central Missouri Foundation. He is a published author, has been selected to receive the FIVE STAR Wealth Manager" Reward** in 2012, 2013 and 2014. He was also recognized in the January issue of KCB Magazine and is on the 2006 list of "The 10 Most Dependable"" Wealth Managers of the Central Region as shown in the November 2006 addition of Southwest Airlines Spirit Magazine.*

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General Information

Firm Start Year

1990

No. of Employees

10-19

CRD#

2074636

Firm CRD#

288644

Name of Broker/Dealer

Mutual Securities

States Licensed in

KS, MO

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided

Financial Planning for Businesses, Financial Planning for Individuals, Retirement Planning, Wealth Management, Education Funding and Planning

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Qualifications & Membership

Certifications, Accreditations & Designations

CLU^®, CFS, ChFC^®

Securities Licenses

Series 24, Series 7, Series 6, Series 63

Insurance and Annuity Licenses

Life, Variable Annuity, Long Term Care, Variable Life, Health, Disability, Annuity

Financial Organization Memberships

Society of Financial Services Professionals, Financial Services Institute

Firm Information

Assets Managed by Firm

150,000,000

Advisor's Number of Clients

Assets Managed by Advisor

115,000,000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Commissions, Hourly, Based on Assets, Flat Fee

Disclosures

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Additional Detailed Disclosures
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Paladin Research Report For:

James Claiborne

Financial Partners Group