Adam Chaney

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About Adam Chaney

Adam joined OWI in 2013 after a lengthy career within the financial industry. He traded financial securities, derivatives, and investments for hedge funds and proprietary groups for 15 years, including nearly a two-year stint in London, UK. The ethical values and investment approach of OWI were significant reasons for his lane change within the financial industry. Adam's experience and knowledge base put him in great position to help individuals and families plan their financial future, with a particular focus on retirement strategies and planning. Adam recently moved to North Carolina with his wonderful, wife Rachel and four boys. His hobbies include cooking, Roth conversions, gardening, parenting, educating, and various sports (subject to time!).

See Disclosures

General Information

automated call

CRD#

5163318

Firm CRD#

6413

Insurance License#

17108414

Name of Broker/Dealer

LPL Financial Corporation

Name of Custodial Firm

LPL Financial Corporation

States Licensed in

IL AZ NC SC MI WI MD TX FL GA TN IN OH WA CO MN

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®, CRPC^®

Securities Licenses

Series 7, Series 66

Insurance and Annuity Licenses

Life, Health, Annuity, Accident, Disability, Long Term Care, Variable Life, Variable Annuity

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$125000000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets, Hourly, Flat Fee, Commissions

Fee % Based on Assets

0.5-1.5%

Hourly Rate

$350

Additional Details on Charges

We fully disclose all costs and fees. The industry often presents complicated words and vocabulary, confusing the client. We do our best to simplify language and communicate effectively.

Minimum Fee Charged for Managed Accounts

$100

Minimum Fee Charged for Hourly Planning Accounts

$480

Education

Bachelors - Finance

Northern Illinois University
08/20/1998 -05/05/2000

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Financial, LLC (LPL). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/edam/format/disclosure/a58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf

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