JasonSmith- Financial Advisor Mesa, AZ

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General Information

Firm Start Year

CRD#

2518521

Insurance License#

1003084

States Licensed in

AZ, WA, CO, FL, CA, KS, SC, VA, NV, UT

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Many of my clients are educators or from the healthcare sector. My goal and focus is to serve them with timely information and do my best to make clients feel their accounts are in good hands. Ideally, we want to limit risk and take advantage of bargains and good opportunities in the marketplace. As a independent Certified Financial Planner®, I do not have quotas to meet or proprietary products to sell.

Work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Wealth Management

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 63, Series 7, Series 65

Insurance and Annuity Licenses

Long Term Care, Variable Life, Variable Annuity, Life, Health, Annuity, Casualty, Disability, Property

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

Upon Request

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$20000

Compensation Methods

Based on Assets, Commissions

Fee % Based on Assets

0.65%

Additional Details on Charges

My fee is 0.5%. The platform fee is 0.15%. The total is 0.65% per year and is charged on a quarterly basis. Assets are held at Fidelity or Schwab.

Minimum Fee Charged for Managed Accounts

0.65% (0.5% +0.15%)

Education

B.A. - Economics

University of Michigan
09/01/1992 -06/30/1994

M.A. - Theology

Fuller Theological Seminary
01/01/2006 -05/31/2009

M.S. - Finance

Indiana University
01/01/2013 -05/31/2016

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1888397/paladinregistry-Berthel-Fisher-Financial-Services,-Inc.-and-BFC-Planning-Inc-detailed-disclosure.html

Paladin Advisors

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Paladin Research Report For:

Jason Smith

Berthel Fisher Financial Services, Inc. and BFC Planning Inc