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Paladin Research Report For:

Joe Pleso

Pleso Capital Group

514 Grand Ave
Pmb 357
Laramie, WY 82070
412-259-3258

About Joe Pleso

See Disclosures

General Information

Firm Start Year
  • 2018
No. of Employees
  • 2-4
CRD#
  • 6393806
Firm CRD#
  • 169159
Name of Broker/Dealer
  • Altruist
Name of Custodial Firm
  • Altruist
Years of Experience in Financial Services
  • 8
Number of Years with Current Firm
  • 8

Compliance

Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Securities Licenses
  • Series 65

Compensation and Fees

Fee Structure
  • Fee-Only
Minimum Portfolio Size for New Managed Accounts
  • $250,000

Education

MS - Mathematics

Southern Illinois University
2008 -2009

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1892497/paladinregistry-Pleso-Capital-Group-detailed-disclosure.html

Disclaimer

The firm is a registered investment adviser with the state of Pennsylvania, and may only transact business with residents of those states, or residents of other states where otherwise legally permitted subject to exemption or exclusion from registration requirements. Registration with the United States Securities and Exchange Commission or any state securities authority does not imply a certain level of skill or training.