CharlesHelme- Financial Advisor Greenwich, CT

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About Charles Helme

We are a registered investment advisor, meaning we are held to a fiduciary standard and must always put your interests first. We provide unbiased advice, employ an open architecture approach, and only charge flat fees. We are transparent and maintain frequent communication with our clients. With over 30 years of fund management experience, we offer the most sophisticated investment techniques.

See Disclosures

General Information

Firm Start Year

2020

No. of Employees

automated call

CRD#

712007

Firm CRD#

152117

Name of Custodial Firm

Charles Schwab, TD Ameritrade Fidelity Investments, Pershing, JP Morgan, Morgan Stanley, Comerica.

States Licensed in

CT, NY, FL

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Mr. Helme began his career in 1980 at Ernst & Company, New York Stock Exchange and American Stock Exchange Specialists. Mr. Helme graduated from New York University Stern School of Business. He is active in a variety of local charitable and community organizations.

Work with the following types of clients

Businesses, Non-Profit Organizations, Individual Investors

Foreign Languages Serviced

Spanish

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning

Compliance

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 65

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

116,000,000

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

105,000,000

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$500000

Compensation Methods

Based on Assets

Fee % Based on Assets

25-125 BPs

Additional Details on Charges

Fee level depends on service desired and assets under management (Domestic Large Cap Growth, Enhanced Dividend, International, Convertible Bond, Municipal Bond, Buy-Write, Socially Responsible Investing (SRI), ESG Investing, Taxable Fixed Income, Emerging Market, etc.)

Minimum Fee Charged for Managed Accounts

None

Minimum Fee Charged for Hourly Planning Accounts

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1889319/paladinregistry-BH-Asset-Management,-LLC-detailed-disclosure.html

Paladin Advisors

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Paladin Research Report For:

Charles Helme

BH Asset Management, LLC