JacobRice- Financial Advisor Greensboro, NC

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About Jacob Rice

Jacob leads a nationally known wealth management practice serving clients in search of holistic financial planning. Jacob has a desire for helping his successful clients reach their financial goals and protect their legacy by designing a fully optimized plan focusing on tax efficiency, estate/creditor protection, and efficient accumulation/decumulation methods. If this peeks your interest, reach out to our team for a consultation. jacob.rice@nm.com

Core Values: 1. Faith 2. Family 3. Excellence 4. Transparency 5. Generosity

See Disclosures

General Information

Firm Start Year

1989

CRD#

6478580

Firm CRD#

6413

Insurance License#

17577227

Name of Broker/Dealer

States Licensed in

NC, SC, AL, AZ, CA, FL, GA, IL, KY, MD, MI, NY, SC, VA

Years of Experience in Financial Services

Work with the following types of clients

Businesses, Individual Investors

Foreign Languages Serviced

English

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Money Management

Compliance

Registered Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®, CLU^®, ChFC^®, RICP^®

Securities Licenses

Series 63, Series 7

Insurance and Annuity Licenses

Long Term Care, Variable Life, Disability, Annuity, Health, Variable Annuity, Life

Firm Information

Assets Managed by Advisor

$100,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Commissions, Flat Fee, Based on Assets

Minimum Fee Charged for Managed Accounts

Education

Finance & Business Administration - Finance

UNC- Greensboro
08/01/2013 -12/31/2016

Disclosures

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LPL ADV 2A

https://www.lpl.com/content/dam/edam/format/disclosure/a58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf

Disclaimer

Securities and Advisory Services offered through LPL Financial, a Registered Investment Advisor. Member FINRA & SIPC

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Paladin Research Report For:

Jacob Rice

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