Christopher Riofrio

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About Christopher Riofrio

My name is Christopher Riofrio and I began my career in the Financial Services industry in 2012 at JPMorgan Chase. Since then I have worked at different firms and have been working with different types of clients with different needs and financial goals. I have worked with entrepreneurs, real estate investors, doctors, lawyers, educators, non-profits, businesses, employees of municipalities, etc. Over the lifetime of my career, I have successfully helped provide financial guidance and advice to hundreds of families It is my passion to help people attain financial security and autonomy. I am committed to listening to my clients needs and educating them on the all the resources that I can provide to make sure they reach their financial goals.

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General Information

Firm Start Year

1984

CRD#

6190422

Firm CRD#

15340

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations, Investment Clubs

Foreign Languages Serviced

English, Spanish

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Wealth Management

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Securities Licenses

Series 6, Series 7, Series 63, Series 66

Insurance and Annuity Licenses

Long Term Care, Variable Life, Annuity, Health, Life, Variable Annuity

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$221,000,000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets

Education

Master's of Business Administration - Finance

Baruch College
08/25/2015 -06/15/2017

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1893098/paladinregistry-Cetera-Investment-Services-LLC-detailed-disclosure.html

Paladin Advisors

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Paladin Research Report For:

Cetera Investment Services LLC