WilliamRomero- Financial Advisor Garden City, NY

Home > Financial Advisor Directory > new york > garden city

About William Romero

We're committed to helping you achieve your financial goals. As a leading independent broker-dealer and registered investment adviser, we understand that quality investment products, advice, and services are critical elements to successful investing.

See Disclosures

General Information

Firm Start Year

1924

CRD#

5127697

Firm CRD#

10409

Insurance License#

LA-1016121

States Licensed in

AZ, FL, NJ, NY, PA, TX

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

https://www.linkedin.com/in/william-romero-601b2322/

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations, International

Foreign Languages Serviced

English, Spanish

Advisory Services Provided

Financial Planning for Businesses, Tax Advice and Services, Legal Advice and Services, Financial Planning for Individuals, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 7, Series 9, Series 10, Series 24, Series 52, Series 53, Series 66

Insurance and Annuity Licenses

Variable Life, Disability, Accident, Annuity, Long Term Care, Life, HMO, Variable Annuity, Health

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$220,000,000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets, Commissions, Flat Fee, Hourly

Fee % Based on Assets

Hourly Rate

$250

Minimum Fee Charged for Managed Accounts

$1,000

Minimum Fee Charged for Hourly Planning Accounts

$1,000

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1892180/paladinregistry-MML-detailed-disclosure.html

Paladin Advisors

PaladinRegistry is a wholly-owned brand of the Respond.com Inc. ("Respond") family. Respond is registered with the U.S. Securities and Exchange Commission as an investment adviser, and operates through various subsidiaries and brands that provide financial education. PaladinRegistry matches and refers investors to qualified financial professionals that have elected to participate in our matching platform. PaladinRegistry, Respond, and Respond's other subsidiaries and brands do not manage investor assets or otherwise render investment or financial planning advice beyond the referral of investors to qualified financial professionals. By using this website, you agree to our terms and conditions.

Paladin Research Report For:

William Romero

MML