DougMiller J.D.- Financial Advisor Ellicott City, MD

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About Doug Miller J.D.

In our view, there is only one financial risk: not having the money to do the things you want to do. Our job is to make sure that you can.

We build lasting relationships with our clients by gaining a true understanding of what is important to them. Our comprehensive planning and disciplined approach provides integrated solutions to make sure that our clients can successfully achieve their visions.

See Disclosures

General Information

Firm Start Year

1921

CRD#

4130719

Firm CRD#

2881

Insurance License#

100043088

States Licensed in

AZ, CA, DE, DC, FL, Il, IN, MD,NH,NC,OH, PA, SC, TN, TX, UT, VA, WA

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Attorney At Law 1993-1999 DB Alex Brown 2000-2004 Raymond James 2004-2010 Northwestern Mutual 2010-Present

Work with the following types of clients

Non-Profit Organizations, Investment Clubs, Businesses, Individual Investors

Advisory Services Provided

Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, Money Management, Wealth Management, 401K Rollovers

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®, CLU^®

Securities Licenses

Series 6, Series 7, Series 63, Series 65, Series 66

Insurance and Annuity Licenses

Variable Life, Disability, Annuity, Health, Life, Variable Annuity, Long Term Care

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$61,000,000.00

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000.00

Compensation Methods

Flat Fee, Based on Assets, Commissions

Fee % Based on Assets

1.35% max

Additional Details on Charges

Financial Planning Fee Minimum $2000.00 for Single Person, $2,500 Married Couple Fee Schedule for Managed Accounts-Graded Scale First $800,000 = 1.35%: Next $800,000-$ 2,000,000 = .75%, > $2,000,000-$5,000,000 = .65%

Minimum Fee Charged for Managed Accounts

$6,750.00

Education

BA - Anthropology: Business

Vanderbilt University
8/1986 -5/1990

Juris Doctor with Honors -

University of Maryland School of Law
8/1990 -5/1993

Disclosures

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Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1889963/paladinregistry-Northwestern-Mutual-detailed-disclosure.html

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Paladin Research Report For:

Doug Miller J.D.

Northwestern Mutual