BrianMills- Financial Advisor Dublin, OH

Home > Financial Advisor Directory > ohio > dublin

About Brian Mills

We provide comprehensive financial planning services for those retired or planning to retire in the next 5 to 10 years. Brian has more than 28 years of experience and is an Investment Advisor Representative with Cetera Advisors. He holds the following securities registrations: Series 6, 7, and 63, as well as Ohio Life/Health insurance licenses. He has over 20 years of experience in personal financial planning with individuals and families. Brian completed his Certified Financial Planning designation (CFP®) in 1992. Brian has extensive experience in wealth accumulation, education, family legacy, and retirement planning. He earned his Bachelor of Science in Financial Counseling and Planning from Purdue University and a Master of Science in Personal Financial Planning from the College for Financial Planning. He is a member of the Central Ohio FPA.

See Disclosures

General Information

Firm Start Year

1998

No. of Employees

CRD#

2071799

Firm CRD#

10299

Insurance License#

12755

Name of Broker/Dealer

Cetera Advisors, LLC

Name of Custodial Firm

Pershing

States Licensed in

OH, FL,IN,PA

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses

Advisory Services Provided

Retirement Planning, 401K Rollovers, Wealth Management, Education Funding and Planning, Financial Planning for Individuals, Portfolio Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 6, Series 7, Series 63

Insurance and Annuity Licenses

Variable Annuity, Long Term Care, Variable Life, Life, Annuity, Disability

Financial Organization Memberships

Financial Planning Association (FPA)

Non-Financial Organization Memberships

Church Jesus Christ of Latter Day Saints

Firm Information

Firm's Number of Clients

Firm's Number of Planning Clients

Assets Managed by Firm

$33m

Advisor's Number of Clients

Assets Managed by Advisor

$33m

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Hourly, Commissions

Fee % Based on Assets

Hourly Rate

$100

Additional Details on Charges

I charge an hourly rate for comprehensive financial plans.

Minimum Fee Charged for Hourly Planning Accounts

$500

Education

Bachelor of Science - Financial Counseling and Planning

Purdue Unviersity
8-1-1983 - 8-9-1987

Master Degree - Financial Planning

College for Financial Planning
8-3-2014 - 3-6-2016

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1666186/paladinregistry-Mills-Financial-Planning,Inc.-detailed-disclosure.html

Disclaimer

Investment Adviser Representative offering securities and advisory services through Cetera Advisors LLC, member FINRA / SIPC, a broker/dealer and registered investment advisor. Cetera is under separate ownership from any other named entity.

Paladin Advisors

PaladinRegistry is a wholly-owned brand of the Respond.com Inc. ("Respond") family. Respond is registered with the U.S. Securities and Exchange Commission as an investment adviser, and operates through various subsidiaries and brands that provide financial education. PaladinRegistry matches and refers investors to qualified financial professionals that have elected to participate in our matching platform. PaladinRegistry, Respond, and Respond's other subsidiaries and brands do not manage investor assets or otherwise render investment or financial planning advice beyond the referral of investors to qualified financial professionals. By using this website, you agree to our terms and conditions.

Paladin Research Report For:

Brian Mills

Mills Financial Planning,Inc.