StevenBlock- Financial Advisor Deerfield, IL

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About Steven Block

Steven Block is proud to be a Registered Representative with NYLIFE Securities LLC and New York Life Insurance Company since 2009. He works with a wide variety of clients, including individuals, families, and business owners with accumulation and distribution strategies to maximize outcomes in a tax efficient manner. He helps customize individualized strategies by helping the client understand where they are now and where they want to be in the future. He treats all clients as if they were his own family.

Prior to coming to NYL, Steve was a commodities trader on the floor of the Chicago Mercantile Exchange for 24 years. Prior to working, Steve graduated from Grinnell College in 2004 with a Bachelor of Arts. While there, Steve was a member of the nationally ranked swim team and played water polo.

When not at work, Steve loves spending time with his wife, Leslie, and three daughters, Allison, Emily, and Sydney. He is a gym enthusiast and enjoys dining at his favorite restaurants.

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General Information

Firm Start Year

1925

CRD#

1322835

Firm CRD#

110826

States Licensed in

Ak, Al, Ca, Co, Fl, Ga, Il, In, Md, Mi, Nc, Ne, Nj, Or, Pa, Tn, Tx, Va, Wa, Wi

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Spent 24 years as a commodities trader before transitioning into a 16-year career as a Financial Advisor. Specialize in financial planning, wealth management, and insurance protection, combining market expertise with strategic planning to help clients build and protect their wealth.

Work with the following types of clients

Businesses, Individual Investors

Foreign Languages Serviced

English

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, 401K Rollovers

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

RICP^®, CLU^®, LUTCF^®, ChFC^®

Securities Licenses

Series 6, Series 7, Series 63

Insurance and Annuity Licenses

Variable Life, Long Term Care, Disability, Accident, Annuity, Health, Life, Variable Annuity

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$25,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Commissions, Based on Assets, Hourly, Flat Fee

Fee % Based on Assets

Hourly Rate

$300

Additional Details on Charges

There is no minimum fee charged for managed accounts it is only a fixed % based on asset size

Minimum Fee Charged for Hourly Planning Accounts

$300

Education

BA - Math

Grinnell College
08/12/1980 -05/13/1984

Disclosures

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Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1892843/paladinregistry-BlockWall-Strategies,-Inc-detailed-disclosure.html

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Paladin Research Report For:

Steven Block

BlockWall Strategies, Inc