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Paladin Research Report For:

Rian Waterman

Farther Finance, LLC

CEPA®JDCFA®
4009 Thomas Pointe Rd
Davenport, IA 52807
309-243-4331

About Rian Waterman

Rian has advised professionals, business owners and executives for over 15 years. Rian founded the Farther Accelerate team to help his clients meet five objectives: (1) Avoid the mistakes of their peers; (2) Maximize their current & future earnings potential; (3) Minimize their tax burden; (4) Position their businesses as attractive acquisition prospects; and (5) Prepare to exit on their terms successfully. We utilize a proven process to build, protect, and transfer generational wealth  focusing on relentlessly executing strategies that move the needle.

See Disclosures

General Information

Firm Start Year
  • 2019
No. of Employees
  • 100-499
CRD#
  • 5121837
Firm CRD#
  • 302050
Name of Custodial Firm
  • Charles Schwab, Fidelity, APEX, Pershing
Years of Experience in Financial Services
  • 8
Number of Years with Current Firm
  • 1
Work Experience
  • Before joining Farther, Rian was a Vice President & Wealth Advisor at Goldman Sachs and United Capital Financial Advisors and an investment analyst for a boutique investment consulting firm. Rian began his career as a transactional attorney in private practice, primarily focusing on corporate finance, mergers and acquisitions, and ultra-high-net-worth estate planning. As an attorney, Rian helped dozens of business owners negotiate the sale of their businesses and restructure their legal affairs. However, he found that his clients had the most robust outcomes when they proactively set the stage for an eventual sale  and had a plan for the next chapter of their lives. This experience led him to leave the law practice to pursue a more holistic advisor-client relationship within the wealth management space.
Work with the following types of clients
  • Investment Clubs, Businesses, Non-Profit Organizations, Individual Investors
Advisory Services Provided
  • Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Businesses, Financial Planning for Individuals

Compliance

Registered Investment Advisor
  • Yes
Investment Advisor Representative
  • Yes
Acknowledged fiduciary
  • Yes
Compliance Disclosures in Last 5 years
  • I have a clean record
Criminal Disclosures in Last 5 years
  • I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations
  • CFA®, JD, CEPA®
Securities Licenses
  • Series 65

Firm Information

Assets Managed by Firm
  • $5,000,000,000+
Advisor's Number of Clients
  • 25
Advisor's Number of Managed Clients
  • 25
Advisor's Number of Planning Clients
  • 25
Assets Managed by Advisor
  • $100,000,000

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • $1,000,000
Compensation Methods
  • Flat Fee, Based on Assets
Fee % Based on Assets
  • Variable
Hourly Rate
  • n/a
Additional Details on Charges
  • $12,500 Minimum Fee $1,000,000 Minimum Managed Account Size Fee Rates Decrease as Managed Assets Increase
Minimum Fee Charged for Managed Accounts
  • $12,500
Minimum Fee Charged for Hourly Planning Accounts
  • n/a

Education

Bachelor of Arts - Philosophy, Politics, Economics (PPE)

New York University
08/01/1999 -05/01/2003

Juris Doctor - Law

University of Iowa College of Law
08/01/2003 -12/31/2008

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1892727/paladinregistry-Farther-Finance,-LLC-detailed-disclosure.html

Disclaimer

https://drive.google.com/file/d/15PrS0lcKRTwdiHJ1xVmRPIwja2uNkhRr/view?usp=drive_link