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Paladin Research Report For:

Zach Allen

Disciplined Advisors Group

17177 Preston Road
Suite 360
Dallas, TX 75248
214-545-3305

About Zach Allen

Zach Allen is a partner of Disciplined Advisors Group (DAG). He is responsible for overseeing day to day operations, service, and cultivating relationships in the community and business arenas in the Dallas, TX branch of DAG.

Zach began his career in financial services in 2000 as an intern for Morgan Stanley's trading department in New York City. After graduating from the University of Texas at Austin in 2001 with a degree in Economics, Zach earned his law degree from the Sturm College of Law at the University of Denver. While in law school Zach focused on estate planning by working for Bank of America's trust department in Dallas, TX and with the estate planning firm of Ambler and Keenan in Denver, CO. After passing the Colorado State Bar, Zach joined Banc of America Investment Services as a financial adviser in Scottsdale, AZ. In 2009, Zach decided to return to his roots in Dallas and worked for Chase Investment Services as a financial adviser before completing his long term goal of joining DAG to work with his father and Stubbs.

Like his father and Stubbs, Zach is committed to the community and most notably was as a committee member for the Fiesta Bowl in Scottsdale , AZ.

Zach is an avid golfer and overall sports enthusiast. His is also a proud owner of a chocolate Labrador Retriever.

See Disclosures

General Information

Firm Start Year
  • 1923
CRD#
  • 5059261
Firm CRD#
  • 105644
Name of Broker/Dealer
  • Cetera Advisor Networks LLC
Name of Custodial Firm
  • Southwest Securities
States Licensed in
  • TX, AZ, CO, NM
Years of Experience in Financial Services
  • 60
Number of Years with Current Firm
  • 4
Work with the following types of clients
  • Individual Investors, Businesses, Non-Profit Organizations

Compliance

Registered Investment Advisor
  • Yes
Registered Representative
  • Yes
Investment Advisor Representative
  • Yes
Compliance Disclosures in Last 5 years
  • Have a clean record
Criminal Disclosures in Last 5 years
  • Have a clean record

Qualifications & Membership

Securities Licenses
  • Series 7, Series 66
Non-Financial Organization Memberships
  • American Heart Association

Firm Information

Assets Managed by Firm
  • $50,000,000.00
Assets Managed by Advisor
  • $50,000,000.00

Compensation and Fees

Fee Structure
  • Fee-Based
Minimum Portfolio Size for New Managed Accounts
  • 100,000
Compensation Methods
  • Based on Assets, Commissions
Fee % Based on Assets
  • .75
Minimum Fee Charged for Managed Accounts
  • $500

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1863974/paladinregistry-Disciplined-Advisors-Group-detailed-disclosure.html