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    Paladin Research Report For:

    Scott Foties

    LPL Financial

    CEPA®CFP®
    1502 Dianne La
    Corona, CA 92881
    323-691-7658
    Visit Website
    https://www.financialadvisorscottfoties.com/

    About Scott Foties

    Financial planning is not only my career but more importantly, I regard it as my ministry, and my primary calling in life, second only to my faith in Jesus Christ, and to my family.

    I began my career as a Financial Advisor in 2010 and I specialize in retirement planning for individuals and business owners, as well as financial planning for special needs families and divorcees. I am a graduate of Villanova University and hold a bachelor's degree in Economics. In addition to my CERTIFIED FINANCIAL PLANNER® certification, I hold a Finra Series 7 general securities license, and Series 66 uniform combined state securities license through LPL Financial, and a California life and health Insurance license.

    My wife Kathy and I reside in the city of Corona CA, where I have been a resident for over 24 years. I enjoy being active in my community as well as in my church, Olive Branch Community Church.

    Since I value a client's time, I make myself available to meet with them face to face at their homes, their place of business, or remotely via Zoom or Webex, if necessary. In my spare time I enjoy baseball (I am an avid New York Yankees fan), fishing, physical fitness, and volunteering at Olive Branch.

    An effective financial plan is a powerful tool. Reaching your long-term financial objectives hinges on having the right one -- one that fits your unique circumstances and grows with you. Financial planning is not a cookie cutter endeavor. No two clients situations are the same. Thats why it is so important for me to understand my clients complete situation. So that the plan we create can be designed to pursue their unique needs.

    Please call today if you think your plan is out-of-date. Most people need to update their financial plan each year to help ensure that it is in step with their life. I would consider it an honor to have the opportunity to earn your business.

    See Disclosures

    General Information

    Firm Start Year
    • 1926
    CRD#
    • 1271139
    Firm CRD#
    • 6413
    Insurance License#
    • 0H23248
    States Licensed in
    • AZ,CA,CO,FL,GA,KY,NV,OR
    Years of Experience in Financial Services
    • 15
    Number of Years with Current Firm
    • 2
    Work Experience
    • Independent Financial Advisor- Certified Financial Planner® LPL Financial · Full-time Sep 2023 - Present Corona Ca

      Financial Advisor Merrill Lynch Wealth Management Jun 2018 - Sep 2023 Riverside Ca.

      AVP Financial Solutions Advisor Bank of America Merrill Edge Sep 2017 - May 2018 Corona Ca

      Independent Financial Advisor LPL Financial Dec 2015 - Sep 2017

      Financial Advisor Edward Jones Aug 2010 - Dec 2015
    Work with the following types of clients
    • Businesses, Individual Investors
    Advisory Services Provided
    • Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Wealth Management

    Compliance

    Registered Representative
    • Yes
    Investment Advisor Representative
    • Yes
    Compliance Disclosures in Last 5 years
    • I have a clean record
    Criminal Disclosures in Last 5 years
    • I have a clean record

    Qualifications & Membership

    Certifications, Accreditations & Designations
    • CFP®, CEPA®
    Securities Licenses
    • Series 66, Series 7
    Insurance and Annuity Licenses
    • Long Term Care, Variable Annuity, Life, Health, Annuity, Disability

    Firm Information

    Advisor's Number of Clients
    • 40
    Advisor's Number of Managed Clients
    • 25
    Advisor's Number of Planning Clients
    • 25
    Total Assets Under Management by Advisor
    • 30,000, 000

    Compensation and Fees

    Fee Structure
    • Fee-Based
    Minimum Portfolio Size for New Managed Accounts
    • $100,000
    Compensation Methods
    • Based on Assets, Commissions, Flat Fee, Hourly
    Fee % Based on Assets
    • .08-1.3
    Hourly Rate
    • $200
    Minimum Fee Charged for Managed Accounts
    • $1000/yr
    Minimum Fee Charged for Hourly Planning Accounts
    • $200/hr

    Education

    BA - Economics

    Villanova University
    1973 -1977

    BA - Economics

    Villanova University
    1973 -1977

    Disclosures

    Scott Foties is a registered representative with and Securities and advisory services are offered through LPL Financial, a registered investment advisor, Member FINRA/SIPC.


    The LPL Financial registered representative(s) associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. p>PaladinRegistry.com provides referrals to financial professionals of LPL Financial, LLC (LPL). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.


    LPL ADV 2A

    https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

    Additional Detailed Disclosures

    https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf

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