VivienneSchleu- Financial Advisor Coconut Creek, FL

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About Vivienne Schleu

We believe that wealth should be empowering, and we take great pride in our ability to understand our clients at the deepest level and craft customized concepts for consideration. Our multidisciplinary background lends a valuable perspective to the interconnectivity of the world of taxation, advanced planning, and investments, supporting our clients in working toward their personal goals and financially planning for their biggest dreams.

See Disclosures

General Information

Firm Start Year

1924

CRD#

2670443

Firm CRD#

6413

Insurance License#

A234276

States Licensed in

AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, IL, IN, KY, MA, MD, MI, MN, MO, MS, NC, NE, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, & WV

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Alpina Financial Consultants 2012 to present - Firm Owner Comprehensive stock brokerage firm with a team of advisors providing brokerage and advice to over a thousand households. https://www.alpinalpl.com/

National Wealth Management Group LLC 2015 to present - Firm Owner Registered Investment Advisory Firm with eleven advisors providing independent advice to business owners and families with nearly 600 million dollars of assets under management. https://www.nwmgadvisors.com/team-member-01/vivienne-schleu

Alpina Tax & Accounting Services 2016 to present - Firm Owner - CPA Tax advisory firm with over 2,500 small business and individual clients supported by twelve employees. https://www.alpinatax.com/ Galleon Bay Corporation 2/10/84 to present - Firm Owner Land development company started in 1966 by my parents in Key West. I took over in 1984 when my father passed away. Currently developing and selling off the last two properties that were settled this year from a 40-year eminent domain lawsuit.

05/29/2008 - PRESENT LPL FINANCIAL LLC (CRD#:6413) 01/16/2007 - 05/30/2008 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) 04/02/2002 - 05/28/2008 WORLD GROUP SECURITIES, INC. (CRD#:114473) 12/14/1995 - 04/12/2002 WMA SECURITIES, INC. (CRD#:32625) 11/03/1995 - 12/08/1995 UNITED SECURITIES ALLIANCE, INC. (CRD#:36487) IBM Intellectual Property Law Clerk 1990-1993Patent Evaluation Assistant ADP Accounting Services 1984-1990 Systems Analyst, District Manager, Dealer Services Installation Supervisor

Work with the following types of clients

Individual Investors, Businesses

Foreign Languages Serviced

English, German

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Legal Advice and Services, Education Funding and Planning

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Securities Licenses

Series 6, Series 7, Series 26, Series 63, Series 65

Insurance and Annuity Licenses

Variable Life, Long Term Care, Variable Annuity, Life, Annuity

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$250,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Based on Assets, Hourly, Flat Fee, Commissions

Fee % Based on Assets

1% - 1.5%

Hourly Rate

$350

Minimum Fee Charged for Managed Accounts

$1,000 annually

Minimum Fee Charged for Hourly Planning Accounts

$2,500

Education

BS Accounting - Accounting

Florida Atlantic University, University of Florida
01/09/1978 -12/15/1884

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Financial, LLC (LPL). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/wiseradvisor/wiseradvisor-lpl-detailed-disclosures.pdf

Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC. (hyperlink FINRA & SIPC) The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

Securities offered through LPL Financial, Member FINRA & SIPC. Advisory Services offered through National Wealth Management Group, LLC, A Registered Investment Advisor. Alpina Financial Consultants, LLC and National Wealth Management Group, LLC are separate entities from LPL Financial LLC

Paladin Advisors

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Paladin Research Report For:

Vivienne Schleu

Alpina Financial Consultants