DavidNaert- Financial Advisor Clayton, MO

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About David Naert

Oppenheimer & Co. Inc. ("Oppenheimer") is a leading investment bank and full-service investment firm that provides financial services and advice to high net worth investors, individuals, businesses and institutions. For over 125 years, we have provided investors with the necessary expertise and insight to meet the challenge of achieving their financial goals. Our commitment to our clients' investment needs, our experienced and dedicated professionals, and our proud tradition empower us to deliver effective and innovative solutions to our clients.

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General Information

Firm Start Year

1922

No. of Employees

2000-4999

CRD#

1532335

Firm CRD#

Name of Broker/Dealer

Oppenheimer & Co.

States Licensed in

AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MI, MN, MO, MS, NC, NE, NJ, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WY

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Became a financial consultant right out of college in 1985 starting with PaineWebber. Moved to Oppenheimer in 1994.

Work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Advisory Services Provided

Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 4, Series 6, Series 7, Series 63, Series 65, Series 23

Insurance and Annuity Licenses

Variable Annuity, Long Term Care, Variable Life, Disability, Annuity, Health, Life

Firm Information

Firm's Number of Clients

200,000+

Assets Managed by Firm

$150,000,000,000

Advisor's Number of Clients

1000

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$500,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Based on Assets

Fee % Based on Assets

Education

Finance Degree - Finance

University of Missouri Columbia
6/1981 -12/1985

Disclosures

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Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1856068/paladinregistry-Oppenheimer-&-Company-detailed-disclosure.html

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Paladin Research Report For:

David Naert

Oppenheimer & Company