David Naert

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About David Naert

My experience has taught me that I serve my clients best by acting as a financial advisor who brings trust, integrity and accountability to each professional relationship. My approach is to bring an unbiased, comprehensive and customized strategy to each client in order to help them meet their life challenges and financial goals. Working together over the course of our relationship, we collaborate to create a disciplined strategy that we review periodically in order to make certain that it still reflects their current needs and future goals.

See Disclosures

General Information

Firm Start Year

1922

No. of Employees

2000-4999

CRD#

1532335

Firm CRD#

Name of Broker/Dealer

Oppenheimer & Co.

States Licensed in

AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MI, MN, MO, MS, NC, NE, NJ, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WY

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Became a financial consultant right out of college in 1985 starting with PaineWebber. Moved to Oppenheimer in 1994.

Work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Advisory Services Provided

Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 4, Series 6, Series 7, Series 63, Series 65, Series 23

Insurance and Annuity Licenses

Variable Annuity, Long Term Care, Variable Life, Disability, Annuity, Health, Life

Firm Information

Firm's Number of Clients

200,000+

Assets Managed by Firm

$150,000,000,000

Advisor's Number of Clients

1000

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$500,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Based on Assets

Fee % Based on Assets

Education

Finance Degree - Finance

University of Missouri Columbia
6/1981 -12/1985

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1856068/paladinregistry-Oppenheimer-&-Company-detailed-disclosure.html

Paladin Advisors

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Paladin Research Report For:

Oppenheimer & Company