Robert Stone

Firm Start Year

• 2002

No. of Employees

• 5-9

Investment Advisor Representative

• Yes

Acknowledged fiduciary

• Yes

Compliance Disclosures in Last 5 years

• I have a clean record

Criminal Disclosures in Last 5 years

• I have a clean record

Securities Licenses

• Series 65

Assets Managed by Firm

• 213,646,725

Advisor's Number of Clients

• 205

Advisor's Number of Managed Clients

• 205

Advisor's Number of Planning Clients

• 205

Assets Managed by Advisor

• $51,000,000

Fee Structure

• Fee-Only

Minimum Portfolio Size for New Managed Accounts

• $250,000

Compensation Methods

• Based on Assets

Fee % Based on Assets

• See Below

Additional Details on Charges

• Total Asset Under Management Annual Fee $250,000-$500,000 1.5% $500,000-$1,000,000 1.25% $1,000,000-$2,000,000 1.1% $3,000,000-$5,000,000 0.90% $5,000,000 + negotiated **** We apply simple FLAT, NON-TIERED asset based pricing. .**** Stated fees are applied to all assets in each and every account in the client family. *ALL FEES ARE NEGOTIABLE