TonyMontanari- Financial Advisor Charlotte, NC

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About Tony Montanari

Tony is the founder and lead financial advisor of ACM Wealth Management. He is a Registered Investment Advisor and currently holds the Series 7, 63, 65 and 31 licenses. Additionally, he is a Certified Investment Management Analyst (CIMA) professional, a designation that is earned in conjunction with the Wharton School of Business and the Investments & Wealth Institute.

Tony has been named a Five Star Wealth Manager eight times by Charlotte Magazine for Best in Client Satisfaction. He has also been interviewed and quoted by local TV and print as well as national publications like The Wall Street Journal, FOX Business, Dow Jones News, Thomson Reuters, Wealth Management Magazine and FUNDfire.

Tony is a member of the UNC Rams Club and is a life member of the UNC Alumni Association. He is a former member of Verdict Ridge Country Club, and an active member of the Investments & Wealth Institute and the Financial Services Institute. Tony is also a past board member of Sally's YMCA and East Lincoln Betterment Association. He resides in the Steele Creek/Lake Wylie area of Charlotte with his wife Lesley, and their three children, Evan, Logan and Emma.

See Disclosures

General Information

Firm Start Year

2009

No. of Employees

CRD#

3089483

Firm CRD#

10740

Name of Broker/Dealer

Prospera Financial Services

Name of Custodial Firm

Wells Fargo Clearing

States Licensed in

NC, SC, IL, MA, NY, NJ, CT, CA, FL, MN, NM, IN

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Tony started in the business in 1998. He was trained and worked for two large, national Wall Street Firms. In 2009, Tony started ACM Wealth Management so he could become an independent financial advisor and represent the best interests of his clients and not a large corporation.

Work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Advisory Services Provided

Financial Planning for Individuals, Education Funding and Planning, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CIMA^®

Securities Licenses

Series 7, Series 31, Series 63, Series 65

Insurance and Annuity Licenses

Disability, Annuity, Life, Variable Annuity, Long Term Care, Variable Life

Financial Organization Memberships

Investments & Wealth Institute

Non-Financial Organization Memberships

UNC Alumni Association, The RAMS Club, Verdict Ridge Country Club, Birkdale Basketball League

Firm Information

Assets Managed by Firm

$240,000,000

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$150,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Flat Fee, Based on Assets, Hourly

Education

Bachelor of Arts -

University of North Carolina - Chapel Hill
1996 -1998

Disclosures

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Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1879812/paladinregistry-ACM-Wealth-Management-detailed-disclosure.html

Disclaimer

Securities and advisory services offered through Prospera Financial Services, Inc. Member FINRA/SIPC. Securities Products are not FDIC insured, are not bank guaranteed, and may lose value.

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Paladin Research Report For:

Tony Montanari

ACM Wealth Management