SpencerCorzine- Financial Advisor Cedar Park, TX

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About Spencer Corzine

We are dedicated to providing a unique Advisor - Client relationship. Our approach is treating our engagement with the heart of a teacher and not a sales person. We keep close touch with our clients and mandate that telephone calls are returned within 24 - hours. We know your time is valuable and therefore meetings can be held in your home during the day or evening for your convenience. More importantly, you will have an understanding of the nature of your investments, how they work and what you can expect from them. We explain things in terms you will understand so that you have a high comfort level with what you own. We offer Full service financial planning. We currently serve 1,000 clients and $200,000,000 of assets under management. We are affiliated with a fully independent Broker Dealer with no proprietary products.

See Disclosures

General Information

Firm Start Year

1997

No. of Employees

CRD#

2940880

Firm CRD#

10205

Insurance License#

LA-951910

Name of Broker/Dealer

Osaic Wealth, Inc.

Name of Custodial Firm

National Financial Services

States Licensed in

AL, AZ, CA, DC, FL, GA, HI, ID, IL, KY, LA, ME, MD, MI, NV, NH, NJ, NY, NC, OH, PA, SC, SD, TN, TX, VT, VA, WY

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Wall Street Financial Group Merrill Lynch

Work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided

Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®

Securities Licenses

Series 65, Series 24, Series 55, Series 63, Series 7

Insurance and Annuity Licenses

Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Accident, Disability

Firm Information

Firm's Number of Clients

2000

Firm's Number of Planning Clients

Firm's Number of Managed Clients

Assets Managed by Firm

$350,000,000

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$200,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Hourly, Flat Fee, Commissions, Based on Assets

Fee % Based on Assets

Hourly Rate

$250

Flat Fee Rate

Depends

Additional Details on Charges

VERY transparent and work with my clients to find a method that's suitable for them.

Minimum Fee Charged for Managed Accounts

$250

Minimum Fee Charged for Hourly Planning Accounts

$250

Minimum Fee Charged for Flat Fee Accounts

$250

Education

B.A. Accounting -

S.U.N.Y Brockport
-

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Please see my website for additional information and disclosure www.avhinvest.com. FINRA Broker Check https://brokercheck.finra.org/

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1886540/paladinregistry-AVH-Invest-detailed-disclosure.html

Disclaimer

Securities and investment advisory services offered through Osaic Wealth, Inc. member FINRA/SIPC. Osaic Wealth is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth.

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