DanielSpalding- Financial Advisor Brandon, FL

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About Daniel Spalding

While many of our clients come to us when they're nearing retirement or are already retired, we believe that it's never too early (or too late) to start thinking about your financial future.

At Focus Wealth Strategies, we don't believe that anyone should be left out when it comes to getting good advice. That's why we do not have account minimums and have built up a team of advisors with expertise in a variety of areas from investments to insurance, tax planning to military benefits, and everything in between.

Our clients appreciate being able to come to us for all their financial needs, and they especially value the incorporation of financial planning with a practicing CPA.

See Disclosures

General Information

Firm Start Year

1925

No. of Employees

CRD#

5954349

Firm CRD#

6413

States Licensed in

FL, NJ

Years of Experience in Financial Services

Number of Years with Current Firm

Work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Money Management

Compliance

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

AIF^®, CEPA^®

Securities Licenses

Series 7, Series 63, Series 65

Insurance and Annuity Licenses

Life, Annuity

Firm Information

Assets Managed by Firm

$259,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets, Flat Fee, Commissions

Fee % Based on Assets

Hourly Rate

$300

Minimum Fee Charged for Managed Accounts

$2,500

Minimum Fee Charged for Hourly Planning Accounts

$900

Education

B.S. - Finance

Stockton University
9/20/1993 -05/01/2000

MBA - Economics

Rutgers University
9/20/2001 -05/01/2004

Disclosures

PaladinRegistry.com provides referrals to financial professionals of LPL Financial, LLC (LPL). PaladinRegistry.com is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay PaladinRegistry.com cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

Additional Detailed Disclosures

https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf

Securities and Advisory services offered through LPL Financial. A registered investment advisor. Member FINRA & SIPC. (hyperlink FINRA & SIPC) The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.

Paladin Advisors

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Paladin Research Report For:

Daniel Spalding

Focus Wealth Strategies, LLC