NealRichards- Financial Advisor Bend, OR

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About Neal Richards

Neal Richards is the CEO and author of Axiom Wealth Strategies. He founded Axiom in the desire to help families build true wealth. He believes that there are lasting principles to wealth building that, if understood and embraced, yield fruit in this life and in the lives to come. He believes these principles of wisdom are where true wealth resides. He named the firm Axiom, which means self-evidently true, with the hope of pointing to this wisdom and reveal where true wealth is found.

See Disclosures

General Information

Firm Start Year

1922

CRD#

5426580

Firm CRD#

313124

States Licensed in

OR, ID, TX

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Northwestern Mutual: 2007-2012

Wells Fargo Advisors: 2012-2017

Cascade Financial Strategies: 2017-2021

Axiom Wealth Strategies: 2021- Present

Work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses

Advisory Services Provided

Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses

Compliance

Registered Investment Advisor

Registered Representative

Investment Advisor Representative

Acknowledged fiduciary

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 66, Series 6, Series 7, Series 63

Firm Information

Advisor's Number of Clients

Advisor's Number of Managed Clients

Advisor's Number of Planning Clients

Assets Managed by Advisor

$82,000,000

Compensation and Fees

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$50,000

Compensation Methods

Based on Assets, Hourly, Flat Fee

Additional Details on Charges

1.5% under 500k 1.25% between 500k and 1M 1% between 1M and 3M 0.75% above 3M

Disclosures

PaladinRegistry.com provides referrals to financial professionals. PaladinRegistry.com is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for PaladinRegistry.com to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures
https://www.paladinregistry.com/disclosure/1890707/paladinregistry-Axiom-Wealth-Strategies-detailed-disclosure.html

Disclaimer

Please see ADV documents provided by Axiom Wealth Strategies for full disclosure to the breadth of services provided and the method of delivery. If they have not been provided the ADV documents please call (541) 389-7777 option 3 and they will be given.

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Paladin Research Report For:

Neal Richards

Axiom Wealth Strategies